Jónsson cardinals and the core model

Having introduced the Jónsson cardinals, we now try to investigate how these cardinals relate to the core model K. It turns out that even though Jónsson cardinals can be regular, K computes the successor of every Jónsson cardinal correctly.

The core model K is, intuitively, the canonical L-like model admitting many large cardinals. One way to formalise this is the following, from [KwoM]:

Definition. The core model K is the transitive proper class premouse satisfying the following:

  1. K\models\textsf{ZFC}
  2. K has a unique iteration strategy \Sigma
  3. (Definability) K and \Sigma defined by \Sigma_2-formulae \psi_K and \psi_\Sigma
  4. (Generic absoluteness) \psi_K^V=\psi_K^{V[G]} and \psi_\Sigma^V=\psi_\Sigma^{V[G]}\cap V for every V-generic G over a set-sized poset
  5. (Inductive definition) K|\omega_1^V is \Sigma_1^{J_{\omega_1}(\mathbb R)}
  6. (Weak covering) For any \lambda\geq\omega_2^V which is a successor cardinal of K, \text{cof }\lambda\geq|\lambda|. In particular \kappa^{+K}=\kappa^+ for every cardinal \kappa which is singular in V.

The existence of K has been proven under certain anti large cardinal hypotheses. It started out in the 70’s with Dodd and Jensen proving the existence of K below 0^\dagger. Mitchell improved on this in the 80’s by showing it below a measurable \kappa of Mitchell order \kappa^{++}. In the 90’s Steel improved this result yet again, now below a Woodin cardinal. Steel required a measurable cardinal in the background in his construction however, and it wasn’t until 2013 that Jensen and Steel provided a construction of K without assuming a measurable in the background.

It is also shown that in some respect we can’t improve on this result any further. If we did have a Woodin and K existed, then it’s possible to derive a contradiction after forcing with the full stationary tower below the Woodin. We won’t go into details concerning neither this argument nor the definition of the stationary tower — maybe some other time.

In this post we focus on the (special case) of the weak covering property of K, that the core model computes successors of singular cardinals correctly. One might then ask what happens at the regular steps? Of course it won’t be the case that all successors are computed correctly, as then we simply get that \aleph_\alpha^K=\aleph_\alpha^V for every ordinal \alpha, making V=K, a contradiction.

One thing we can prove though is that it holds for all Jónsson cardinals! This was proven below a Woodin by Welch in ’00, assuming the background measurable. By tweaking the proof slightly, this still holds in the measurable-free context. I won’t give the full proof (but you can find my write-up here), but just give some overview of what the ideas are. The theorem is the following.

Theorem (Welch, 2000). Assume that there is no inner model with a Woodin cardinal. Let K be the Jensen-Steel core model and \kappa Jónsson. Then \kappa^+=\kappa^{+K}.

An immediate corollary is then

Corollary. Assume that there is no inner model with a Woodin cardinal. Then \Box_\kappa holds for every Jónsson \kappa.

Okay, let’s begin with the proof. First of all we can assume that \kappa is regular as weak covering for K would yield the result otherwise. Now set \lambda:=\kappa^{+K} and assume for a contradiction that \lambda<\kappa^+. Weak covering for K gives us that \text{cof }\lambda=|\lambda|=\kappa, so we can fix a monotone cofinal map D:\kappa\to\lambda witnessing this.

By the results in [KwoM] we can find a universal weasel \mathcal W containing \kappa^+ and such that \kappa^{+\mathcal W}=\lambda, where “weasel” in this context means that o(\mathcal W)=\Omega for some regular \Omega\gg\kappa^+ (so not necessarily measurable).

Use that \kappa is Jónsson to find an elementary substructure X\prec\left<V_\eta,\in,\dot E^{\mathcal W},D\right> for some \eta\gg 0, satisfying that |X|=\kappa and X\cap\kappa\neq\kappa. Let

\pi:\left<\mathcal H,\in,\vec E,\bar D\right>\cong\left<X,\in,\dot E^{\mathcal W},D\right>

be the uncollapse and set j:=\pi\upharpoonright\bar{\mathcal W}:\bar{\mathcal W}\to\mathcal W. By virtue of \bar D we get that \text{cof }\bar\lambda=\bar\kappa=\kappa>\text{crit }j, so that j is continuous at \bar\lambda. This finishes the set-up of the “meaty” part of the proof. We will not give all the gory details here, but instead give a brief overview of what’s going on. The proof roughly has the following five parts:

  1. Compare \bar{\mathcal W} with \mathcal W via a non-standard coiteration using Mitchell’s idea of so-called “special drops”, yielding trees \mathcal T,\mathcal U on \bar{\mathcal W},\mathcal W with last models \mathcal P,\mathcal Q such that \mathcal P agrees with \mathcal Q below \kappa;
  2. Show that \bar\lambda is collapsed in \mathcal Q and pick the least \mathcal N\lhd\mathcal Q such that \bar\lambda is definably collapsed over \mathcal N;
  3. Use that \mathcal N agrees with \mathcal P below \kappa to lift j:\bar{\mathcal W}\to\mathcal W to some j^+:\mathcal N\to\mathcal M;
  4. The construction of \mathcal U ensures that we can compare \mathcal M with \mathcal W, so do that;
  5. \lambda is now definably collapsed over \mathcal M as j is continuous at \bar\lambda, so use elementarity of the iteration maps in the above coiteration to ensure that \lambda is collapsed in \mathcal W, contradicting \lambda=\kappa^{+\mathcal W}.
An attempt at illustrating the above five steps of the proof.

The hardest part of the proof is the first, specifically to build this tree \mathcal U. This whole proof has close to the same structure as the proof of the covering lemma in [KwoM], but this first step is notably different. In [KwoM] they assume that \kappa is a singular strong limit cardinal and use this to ensure that their version of \mathcal H has strong closure properties, to deal with a so-called “phalanx-unstable” case in the construction of \mathcal U. The proof in the Jónsson case is simpler in this regard, as these unstable phalanxes have been denied their existence with the clever use of the special drops.

As soon as we move past a Woodin cardinal, then we can’t prove the existence of K in \textsf{ZFC}, so in this sense the above proof of Jónsson covering is the best possible. It is possible to build K past a Woodin though, by strengthening \textsf{ZFC} (but I know very little about the construction of these models right now). Would Jónsson covering continue to hold in these models? Is it possible to derive the theorem purely based on the above definition of K, and not relying on the specific construction, as is done in the above proof?

Here’s a link to the follow-up post

[KwoM] Jensen, R. & Steel, J. (2013). K without the measurable. The Journal of Symbolic Logic, 78, 708-734